This notice is being provided to you in accordance with the
Securities and Exchange Commission’s rule regarding
the privacy of consumer financial information (“Regulation
S-P”). Please take the time to read and understand the
privacy policies and procedures that we have implemented to
safeguard your nonpublic personal information.
INFORMATION WE COLLECT
Dimension Capital Management, LLC must collect certain personally
identifiable financial information about its customers to
ensure that it offers the highest quality financial services
and products. The personally identifiable financial information
which we gather during the normal course of doing business
with you may include:
1. information we receive from you on applications or other
forms;
2. information about your transactions with us, our affiliates,
or others;
3. information collected through an Internet “cookie”
(an information collecting device from a web server); and
4. information we receive from a consumer reporting agency.
INFORMATION WE DISCLOSE
We do not disclose any nonpublic personal information about
our customers or former customers to anyone, except as permitted
by law. In accordance with Section 248.13 of Regulation S-P,
we may disclose all of the information we collect, as described
above, to certain nonaffiliated third parties such as attorneys,
accountants, auditors and persons or entities that are assessing
our compliance with industry standards. We enter into contractual
agreements with all nonaffiliated third parties that prohibit
such third parties from disclosing or using the information
other than to carry out the purposes for which we disclose
the information.
CONFIDENTIALITY AND SECURITY
We restrict access to nonpublic personal information about
you to those Employees who need to know that information to
provide financial products or services to you. We maintain
physical, electronic, and procedural safeguards that comply
with federal standards to guard your nonpublic personal information.
Rev. 9-2004
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1. Nonpublic personal information means personally identifiable
financial information and any list, description or other grouping
of consumers that is derived using any personally identifiable
financial information that is not publicly available.
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